Internal Audit
Where We Can Help
BSA/AML Internal Audit
Financial institutions are subject to additional scrutiny by the FDIC, necessitating periodic Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) audits to maintain their accreditation.
Our professionals have decades of experience assessing and analyzing programs and providing recommendations for the control designs of institutions to maintain their compliance.
ESG Compliance
Our internal audit professionals’ knowledge of internal controls and their ability to address risks and identify key metrics add valuable insight in forming your ESG strategy.
We assess the current maturity of your ESG strategies; review current ESG policies and procedures to help enhance communication around your company’s strategy, goals, and governance practices; and validate the accuracy, completeness, and relevancy of your company’s ESG financial and non-financial reporting metrics and disclosures.
Internal Control Design
As companies continue to grow and become subject to greater regulatory scrutiny, they need to establish an internal controls design to meet their compliance requirements.
Whether starting from the beginning or refreshing your current design, our professionals can provide guidance on creating effective and efficient internal control designs for your company.
Outsourcing & Co-Sourcing Internal Audits
Some internal control programs need support to achieve compliance, and we provide resources that help meet your regulatory requirements.
Our professionals are available as an outsourced internal audit team, capable of serving as your internal control function, or as a co-sourced support, building upon your team to address the areas of your internal controls that need additional support.
Sarbanes-Oxley Compliance
Our professionals can assist your company with compliance in the ever-changing world of Sarbanes-Oxley requirements and the internal control expectations of your stakeholders.
We tailor our methodology to your company, considering your size and what makes sense for you and your industry to create a unique, cost-effective, and efficient solution.
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