Employee Benefit Plan Audits
Addressing the Full Spectrum of Your Employee Benefit Plan Needs
- Audits of employee benefit plans:
- Defined contribution plans such as 401(k) plans, 403(b) plans, money purchase plans, and employee stock ownership plans (ESOPs)
- Defined benefit pension plans
- Health & welfare employee benefit plans
- Experience in large plan environments and SEC filings
- Assistance with IRS and DOL examinations and inquiries
- Identifying failures and correction programs
- Plan qualification issues
- Government filings – Form 5500s
- Reporting and disclosure
- Tax issues
- Claims and appeals of benefits
- Employee benefits advisory services
Related Insights
11/26/24
SECURE 2.0 amended part 5 of subtitle B of title I of ERISA to add Section 523, which assigned the U.S.
06/11/24
The initial deadline to complete an audit for Form 5500 Annual Return/Report of Employee Benefit Plan is quickly approaching on July 31, 2024,…
02/13/24
Debuting in 2019, the SECURE Act has played a pivotal role in helping US employees better prepare for retirement and combat the yawning…
02/06/24
SECURE ACT 2.0 was enacted in late 2022 and is aimed to help taxpayers bolster their retirement savings and help strengthen long‐term financial…
01/09/24
As we enter 2024, many new provisions from the SECURE 2.0 Act will be effective as of January 1.
10/04/23
Employee benefit plan audits are due October 16, 2023, and CFOs often have the most vital role in ensuring a smooth audit and…
09/26/23
The extended deadline to complete an audit for Form 5500, "Annual Return/Report of Employee Benefit Plan" is Oct.
04/10/23
Hartford Business Journal's Women in Business awards are an annual opportunity to recognize those female leaders at the forefront of Connecticut businesses.
01/24/23
Retirement service providers want to offer 401(k) plans to the cannabis industry, but their hands are tied.
12/01/22
“ESG” stands for environmental, social, and governance and refers to the three most critical factors that stakeholders use to measure an organization’s impact…
10/17/22
Following a rigorous interview and appointment process, Gov.
08/16/22
The new enforcement approach will alert a plan sponsor that their retirement plan was selected for an upcoming review and allow the sponsor…
07/21/22
The new audit requirements for Employee Benefit Plan Audits represent the most significant changes impacting Employee Benefit Plans since Congress enacted the Employee…
07/18/22
In March 2022, the SEC proposed a rule to enhance and standardize climate-related disclosures for investors.
06/27/22
Our Columbia office has announced that former CliftonLarsonAllen LLP partner Thomas R.
05/04/22
The AICPA has issued a new employee benefit plan audit standard that introduced some of the most significant changes impacting the scope and…
Contact Us
